DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Simon Walter Temple

DFSA Reference Number:

I008135

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

27-Mar-2017

Withdrawal Date

30-Jun-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

27-Jul-2016

Withdrawal Date

04-Mar-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

16-Jun-2016

Withdrawal Date

31-Aug-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

28-Jan-2016

Withdrawal Date

11-May-2017

Comments

Name
Reference number
Type of Firm
Date Withdrawn

The Emirates Capital Limited (In Liquidation)

F000734

Authorised Firms

Lombard Forte Securities Limited

F000284

Authorised Firms (Withdrawn)

26-Oct-2021

GMG (Dubai) Limited

F001134

Authorised Firms

MSH INTERNATIONAL (DUBAI) LTD

F000233

Authorised Firms


Title
Category
Date of Use

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