DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Stephane James Brown

DFSA Reference Number:

I003168

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Executive Officer,Senior Manager

Effective Date

24-Mar-2013

Withdrawal Date

07-May-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Executive Officer,Senior Manager

Effective Date

31-Aug-2009

Withdrawal Date

18-Aug-2011

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Morgan Stanley Private Wealth Management Limited

F001156

Authorised Firms (Withdrawn)

07-May-2014


Title
Category
Date of Use

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