DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Stephen Christopher Swords

DFSA Reference Number:

I000990

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

09-May-2013

Withdrawal Date

09-Jan-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

18-Oct-2006

Withdrawal Date

08-Jun-2010

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Deutsche Kapital Limited

F002023

Authorised Firms (Withdrawn)

09-Jan-2018

FLB Capital Limited

F000309

Authorised Firms (Withdrawn)

23-Feb-2011


Title
Category
Date of Use

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