DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Stuart James McCulloch

DFSA Reference Number:

I004387

Individual type

Authorised Individuals

Functions

Senior Executive Officer,Senior Manager

Effective Date

19-Dec-2018

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

15-May-2018

Withdrawal Date

11-Jul-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

17-Nov-2016

Withdrawal Date

23-Dec-2017

Comments

Firm Name

Coutts & Company

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

12-Feb-2012

Withdrawal Date

22-Oct-2015

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Wilfred T. Fry (Personal Financial Planning) Limited

F005071

Authorised Firms

One Financial Markets (DIFC) Limited

F003943

Authorised Firms (Withdrawn)

22-Apr-2019

Bank of Singapore Limited

F002375

Authorised Firms

Coutts & Company

F001368

Authorised Firms (Withdrawn)

16-May-2016


Title
Category
Date of Use

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