Name
Mr Syed Farooq Shah
DFSA Reference Number:
I004348
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
01-Apr-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
28-Dec-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Nov-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
07-Aug-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Jun-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
10-May-2023
Withdrawal Date
31-Mar-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Feb-2022
Withdrawal Date
16-Apr-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Jan-2022
Withdrawal Date
03-Apr-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
17-Nov-2019
Withdrawal Date
07-Apr-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
22-Jun-2016
Withdrawal Date
01-Jan-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
17-Dec-2018
Withdrawal Date
08-Dec-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
09-Jan-2018
Withdrawal Date
07-May-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Apr-2017
Withdrawal Date
07-Dec-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
24-Nov-2013
Withdrawal Date
19-Nov-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Dec-2015
Withdrawal Date
01-Feb-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Feb-2015
Withdrawal Date
25-Aug-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
07-Jan-2015
Withdrawal Date
07-Nov-2016
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
09-Sep-2014
Withdrawal Date
16-Aug-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
01-Nov-2011
Withdrawal Date
24-Nov-2013
Comments
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Authorised Firms
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Authorised Firms (Withdrawn)
07-May-2019
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Authorised Firms (Withdrawn)
07-Dec-2022
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F000676
Authorised Firms (Withdrawn)
26-Nov-2020
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Authorised Firms (Withdrawn)
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F002474
Authorised Firms (Withdrawn)
07-Mar-2018
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Authorised Firms (Withdrawn)
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F000338
Authorised Firms (Withdrawn)
27-Nov-2014
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