Individuals

Firm Name

HK Asset Management Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Nov-2023

Withdrawal Date

Comments

Firm Name

Greenback Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Nov-2023

Withdrawal Date

Comments

Firm Name

Latitude Capital Partners Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Mar-2023

Withdrawal Date

Comments

Firm Name

Baytukum Tech Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Jul-2022

Withdrawal Date

Comments

Firm Name

Ad Diriyah Asset Management Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Mar-2021

Withdrawal Date

Comments

Firm Name

Oxford Bridge Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Aug-2020

Withdrawal Date

Comments

Firm Name

NAV Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jan-2022

Withdrawal Date

15-Feb-2023

Comments

Firm Name

Embassy Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Dec-2020

Withdrawal Date

15-Jul-2023

Comments

Firm Name

Amalabh Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Sep-2020

Withdrawal Date

22-Dec-2020

Comments

Firm Name

Matador Investment Management Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Feb-2020

Withdrawal Date

03-Mar-2021

Comments

Firm Name

Alarabi Investments Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Dec-2019

Withdrawal Date

06-Jul-2020

Comments

Firm Name

AXIS Strategic Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Sep-2019

Withdrawal Date

09-Dec-2020

Comments

Firm Name

Patronus Wealth Privé (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Mar-2019

Withdrawal Date

14-Feb-2022

Comments

Firm Name

Burgan Wealth Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Aug-2017

Withdrawal Date

20-Nov-2018

Comments