Name
Mr Theo Lucas van Houten
DFSA Reference Number:
I002696
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Oct-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
12-Oct-2015
Withdrawal Date
10-May-2022
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Aug-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
05-Mar-2019
Withdrawal Date
23-May-2019
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
05-Feb-2019
Withdrawal Date
15-Apr-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
07-Jun-2018
Withdrawal Date
19-Jan-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
21-Aug-2017
Withdrawal Date
11-Dec-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
08-Jun-2016
Withdrawal Date
15-Sep-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
11-May-2016
Withdrawal Date
12-Dec-2019
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
08-Oct-2015
Withdrawal Date
31-May-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
08-Oct-2015
Withdrawal Date
31-Dec-2016
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
05-Jan-2011
Withdrawal Date
05-Oct-2011
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
20-Dec-2010
Withdrawal Date
20-Jun-2011
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
29-Apr-2010
Withdrawal Date
30-Sep-2011
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
11-Feb-2010
Withdrawal Date
14-Apr-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
03-May-2009
Withdrawal Date
01-Jul-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
05-Mar-2009
Withdrawal Date
19-Sep-2011
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Dec-2008
Withdrawal Date
19-Jan-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Dec-2008
Withdrawal Date
29-Sep-2010
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Nov-2008
Withdrawal Date
02-Oct-2011
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
09-Oct-2008
Withdrawal Date
11-Oct-2011
Comments
Burgan Bank Financial Services Limited
F002043
Authorised Firms
ASB Capital Limited
F009926
Authorised Firms
Farringdon Asset Management Pte Ltd
F005032
Authorised Firms (Withdrawn)
21-Feb-2021
Robeco Institutional Asset Management B.V.
F001467
Authorised Firms
Ulysses Capital Limited
F004003
Authorised Firms (Withdrawn)
29-Sep-2020
Dux Capital Limited
F003779
Authorised Firms (Withdrawn)
11-Dec-2018
KAMCO Investment Company (DIFC) Limited
F002963
Authorised Firms
Ithmar Capital Partners Limited
F002352
Authorised Firms (Withdrawn)
27-Dec-2021
adaa Financial Services Limited
F002440
Authorised Firms (Withdrawn)
13-Jul-2017
AllSeasonsPTL Investment Management Limited
F002670
Authorised Firms (Withdrawn)
06-Jun-2016
First Capital of Switzerland Investment Bank Limited
F001318
Authorised Firms (Withdrawn)
19-Sep-2013
Capital Investment International [CII-UAE] Ltd
F000964
Authorised Firms (Withdrawn)
26-Jun-2011
Munich Re Underwriting Agents (DIFC) Limited
F001207
Authorised Firms
Gulf Investments Limited
F000751
Authorised Firms (Withdrawn)
14-Apr-2010
Fortis Bank (Nederland) NV
F001036
Authorised Firms (Withdrawn)
01-Jul-2010
DeaconCapital (Dubai) Limited
F001040
Authorised Firms (Withdrawn)
05-Jan-2016
Lionhart (Middle East) Limited
F000769
Authorised Firms (Withdrawn)
19-Jan-2010
Innovest Securities Company Limited
F000797
Authorised Firms (Withdrawn)
07-Jun-2012
International General Insurance Company (Dubai) Limited
F000888
Authorised Firms
City of London Investment Management Company Limited
F000647
Authorised Firms (Withdrawn)
28-Nov-2021
For better web experience, please use the website in portrait mode
