DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Usman Basharat

DFSA Reference Number:

I002276

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Nov-2012

Withdrawal Date

11-Nov-2020

Comments

Firm Name

Dar Al Mal Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jul-2011

Withdrawal Date

31-Jan-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jul-2011

Withdrawal Date

31-Jan-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Jun-2011

Withdrawal Date

31-Jan-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Oct-2010

Withdrawal Date

07-Feb-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Aug-2010

Withdrawal Date

31-Jan-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jun-2010

Withdrawal Date

19-Dec-2012

Comments

Firm Name

Aegis Rock Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-May-2010

Withdrawal Date

30-Sep-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Apr-2008

Withdrawal Date

11-Mar-2010

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Probus Pleion Middle East Limited

F001693

Authorised Firms

Dar Al Mal Limited

F001417

Authorised Firms

Threadneedle Portfolio Services Hong Kong Limited

F001241

Authorised Firms (Withdrawn)

25-Feb-2016

Indus Valley Capital (UAE) Limited

F001367

Authorised Firms (Withdrawn)

09-Nov-2015

Tabarak Investment Capital Limited

F001127

Authorised Firms

Al Masah Capital Management Limited (currently in voluntary liquidation)

F001266

Authorised Firms (Withdrawn)

06-Oct-2023

Vanbreda International (Dubai) Limited

F000935

Authorised Firms (Withdrawn)

19-Dec-2012

Aegis Rock Limited

F000974

Authorised Firms (Withdrawn)

30-Sep-2010

Superfund Financial (Middle East) Limited

F000158

Authorised Firms (Withdrawn)

11-Mar-2010


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Category
Date of Use

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