Name
Mr Usman Basharat
DFSA Reference Number:
I002276
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Licensed Director,Compliance Officer,Money Laundering Reporting Officer
Effective Date
08-Nov-2012
Withdrawal Date
11-Nov-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
28-Jul-2011
Withdrawal Date
31-Jan-2013
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
28-Jul-2011
Withdrawal Date
31-Jan-2013
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
22-Jun-2011
Withdrawal Date
31-Jan-2013
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Oct-2010
Withdrawal Date
07-Feb-2013
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
19-Aug-2010
Withdrawal Date
31-Jan-2013
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Jun-2010
Withdrawal Date
19-Dec-2012
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
18-May-2010
Withdrawal Date
30-Sep-2010
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Apr-2008
Withdrawal Date
11-Mar-2010
Comments
Probus Pleion Middle East Limited
F001693
Authorised Firms
Dar Al Mal Limited
F001417
Authorised Firms
Threadneedle Portfolio Services Hong Kong Limited
F001241
Authorised Firms (Withdrawn)
25-Feb-2016
Indus Valley Capital (UAE) Limited
F001367
Authorised Firms (Withdrawn)
09-Nov-2015
Tabarak Investment Capital Limited
F001127
Authorised Firms
Al Masah Capital Management Limited (currently in voluntary liquidation)
F001266
Authorised Firms (Withdrawn)
06-Oct-2023
Vanbreda International (Dubai) Limited
F000935
Authorised Firms (Withdrawn)
19-Dec-2012
Aegis Rock Limited
F000974
Authorised Firms (Withdrawn)
30-Sep-2010
Superfund Financial (Middle East) Limited
F000158
Authorised Firms (Withdrawn)
11-Mar-2010
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