DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Wolfgang Kadau

DFSA Reference Number:

I004871

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Responsible Officer,Senior Manager

Effective Date

17-Feb-2016

Withdrawal Date

17-Oct-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Senior Manager

Effective Date

31-Dec-2012

Withdrawal Date

21-Mar-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Senior Manager

Effective Date

27-Sep-2012

Withdrawal Date

31-Dec-2012

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Moody's Investors Service Middle East Limited

F002033

Authorised Firms

Moody's Investors Service Limited

F001925

Authorised Firms (Withdrawn)

31-Dec-2012


Title
Category
Date of Use

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