Name
Mrs Eleonora Ugge
DFSA Reference Number:
I010835
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
01-Oct-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Dec-2021
Withdrawal Date
26-Jun-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Feb-2021
Withdrawal Date
08-Dec-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
13-Apr-2020
Withdrawal Date
31-May-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
24-Jul-2018
Withdrawal Date
18-Nov-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Apr-2018
Withdrawal Date
06-Nov-2018
Comments
Firm Name
Individual type
Key Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Risk Officer
Effective Date
05-Aug-2021
Withdrawal Date
12-Oct-2021
Comments
TP ICAP (Dubai) Limited
F001884
Authorised Firms
Tradition Dubai Limited
F000039
Authorised Firms
Nasdaq Dubai
F000026
Authorised Market Institutions
Citium Wealth (MENA) Ltd
F003899
Authorised Firms
Africap Middle East Limited
F005129
Authorised Firms
Awad Capital Ltd.
F002856
Authorised Firms
Terra Nova Capital Advisors Limited
F003144
Authorised Firms (Withdrawn)
06-Nov-2018
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