Individuals

Firm Name

TP ICAP (Dubai) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Oct-2024

Withdrawal Date

Comments

Firm Name

Tradition Dubai Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Dec-2021

Withdrawal Date

26-Jun-2024

Comments

Firm Name

Citium Wealth (MENA) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Feb-2021

Withdrawal Date

08-Dec-2021

Comments

Firm Name

Africap Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Apr-2020

Withdrawal Date

31-May-2021

Comments

Firm Name

Awad Capital Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Jul-2018

Withdrawal Date

18-Nov-2021

Comments

Firm Name

Terra Nova Capital Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Apr-2018

Withdrawal Date

06-Nov-2018

Comments

Firm Name

Nasdaq Dubai

Individual type

Key Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Risk Officer

Effective Date

05-Aug-2021

Withdrawal Date

12-Oct-2021

Comments