Name
Mrs Helen Linda Baines
DFSA Reference Number:
I000325
Individual type
Authorised Individuals
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
16-Mar-2017
Withdrawal Date
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
15-Jul-2013
Withdrawal Date
28-Feb-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
14-May-2013
Withdrawal Date
06-Aug-2013
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
21-Jan-2013
Withdrawal Date
15-Aug-2013
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
21-Jan-2013
Withdrawal Date
27-May-2013
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
15-May-2012
Withdrawal Date
29-Jul-2013
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
14-May-2012
Withdrawal Date
05-Aug-2013
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
18-Jan-2011
Withdrawal Date
05-Aug-2013
Comments
The Standard Bank of South Africa Limited (DIFC Branch)
F002907
Authorised Firms
Al Masah Capital Management Limited (currently in voluntary liquidation)
F001266
Authorised Firms (Withdrawn)
06-Oct-2023
Killik & Co LLP
F000421
Authorised Firms (Withdrawn)
23-Feb-2017
Essdar Capital Limited
F000781
Authorised Firms (Withdrawn)
29-Jun-2016
Essdar Capital Managers Limited
F000782
Authorised Firms (Withdrawn)
27-May-2013
Jefferies International Limited
F001523
Authorised Firms (Withdrawn)
30-May-2018
Decca Investments Limited
F001734
Authorised Firms (Withdrawn)
20-Jul-2017
Aurum Capital Limited Liability Partnership
F000906
Authorised Firms (Withdrawn)
16-Aug-2018
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