DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Hena Iqbal

DFSA Reference Number:

I014888

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Sep-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Jun-2022

Withdrawal Date

13-Jun-2023

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Sep-2023

Withdrawal Date

Comments

Firm Name

GSB Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Feb-2024

Withdrawal Date

01-Aug-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Oct-2023

Withdrawal Date

01-Nov-2024

Comments

Firm Name

Dar Al Mal Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Sep-2023

Withdrawal Date

16-Oct-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-May-2022

Withdrawal Date

26-May-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Oct-2021

Withdrawal Date

30-Nov-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Sep-2021

Withdrawal Date

25-May-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Sep-2021

Withdrawal Date

25-May-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Apr-2021

Withdrawal Date

29-Jul-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

GSB Capital Ltd

F006321

Authorised Firms

Mabledon Capital Limited

F003602

Authorised Firms

Dar Al Mal Limited

F001417

Authorised Firms

Sentinel Capital Limited

F005969

Authorised Firms

Amber Investments Ltd

F008018

Authorised Firms

TVM Capital Healthcare Partners Limited

F001120

Authorised Firms

Humania Capital (DIFC) Limited

F004209

Authorised Firms

Mizuho Gulf Capital Partners Ltd

F003116

Authorised Firms

Tilad Investment Company Limited

F002418

Authorised Firms

Matador Investment Management Ltd

F005504

Authorised Firms (Withdrawn)

10-Aug-2022


Title
Category
Date of Use

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