Individuals

Firm Name

Liberte Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Nov-2024

Withdrawal Date

Comments

Firm Name

Sentinel Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Sep-2023

Withdrawal Date

Comments

Firm Name

Sentinel Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Jun-2022

Withdrawal Date

13-Jun-2023

Comments

Firm Name

Amber Investments Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Sep-2023

Withdrawal Date

Comments

Firm Name

GSB Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Feb-2024

Withdrawal Date

01-Aug-2024

Comments

Firm Name

Mabledon Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Oct-2023

Withdrawal Date

01-Nov-2024

Comments

Firm Name

Dar Al Mal Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Sep-2023

Withdrawal Date

16-Oct-2023

Comments

Firm Name

TVM Capital Healthcare Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-May-2022

Withdrawal Date

26-May-2023

Comments

Firm Name

Humania Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Oct-2021

Withdrawal Date

30-Nov-2022

Comments

Firm Name

Mizuho Gulf Capital Partners Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Sep-2021

Withdrawal Date

25-May-2023

Comments

Firm Name

Tilad Investment Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Sep-2021

Withdrawal Date

25-May-2023

Comments

Firm Name

Matador Investment Management Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Apr-2021

Withdrawal Date

29-Jul-2021

Comments