Individuals

Firm Name

CapThrone Investments International Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Oct-2023

Withdrawal Date

Comments

Firm Name

Tell Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Dec-2022

Withdrawal Date

Comments

Firm Name

Jefferies International Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Jul-2022

Withdrawal Date

Comments

Firm Name

Faber Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Oct-2023

Withdrawal Date

22-Sep-2024

Comments

Firm Name

Citium Wealth (MENA) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Apr-2023

Withdrawal Date

13-May-2024

Comments

Firm Name

INVESCO Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Jun-2021

Withdrawal Date

01-Mar-2022

Comments

Firm Name

Trident Fund Services (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Apr-2018

Withdrawal Date

27-Jan-2022

Comments

Firm Name

Maersk Trade Finance (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Mar-2018

Withdrawal Date

03-Nov-2020

Comments

Firm Name

KHK & Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Dec-2016

Withdrawal Date

08-Jun-2021

Comments

Firm Name

IMM Group Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Jul-2016

Withdrawal Date

15-Jan-2018

Comments

Firm Name

Terra Nova Capital Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Dec-2015

Withdrawal Date

08-Apr-2018

Comments

Firm Name

Awad Capital Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Jul-2015

Withdrawal Date

26-Jul-2018

Comments

Firm Name

IronFX Global MENA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-May-2015

Withdrawal Date

14-Sep-2015

Comments

Firm Name

IPSA Capital (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Feb-2015

Withdrawal Date

15-Dec-2015

Comments

Firm Name

Picard Angst MEA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Mar-2014

Withdrawal Date

01-Oct-2023

Comments

Firm Name

Essdar Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Aug-2013

Withdrawal Date

18-Sep-2014

Comments

Firm Name

Jefferies International Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jul-2013

Withdrawal Date

19-Apr-2016

Comments