DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Nicola Humpage

DFSA Reference Number:

I001289

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

11-Jan-2007

Withdrawal Date

08-Apr-2007

Comments

Name
Reference number
Type of Firm
Date Withdrawn

E*TRADE Securities Limited

F000396

Authorised Firms (Withdrawn)

17-Aug-2011


Title
Category
Date of Use

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