Individuals

Firm Name

Dymon Asia Capital (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Oct-2024

Withdrawal Date

Comments

Firm Name

Tradeweb (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Dec-2023

Withdrawal Date

Comments

Firm Name

GMG (Dubai) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Jan-2022

Withdrawal Date

Comments

Firm Name

ADIB Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Jun-2022

Withdrawal Date

29-Aug-2023

Comments

Firm Name

CGL (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Mar-2022

Withdrawal Date

01-Jun-2023

Comments

Firm Name

Fortress (Dubai) Transportation & Infrastructure Advisors Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Mar-2022

Withdrawal Date

10-Jul-2024

Comments

Firm Name

S.P. Hinduja Advisory Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Mar-2022

Withdrawal Date

05-Feb-2024

Comments

Firm Name

Gateway Investment Management Services (DIFC) Ltd (Voluntary Restriction)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Dec-2020

Withdrawal Date

09-Dec-2021

Comments

Firm Name

Gulf International Finance Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Apr-2019

Withdrawal Date

16-Mar-2020

Comments