Name
Mrs Shamshad Khan
DFSA Reference Number:
I002070
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer
Effective Date
01-Sep-2021
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-May-2023
Withdrawal Date
17-Jun-2024
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
07-Mar-2023
Withdrawal Date
29-Aug-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
18-Nov-2021
Withdrawal Date
02-Oct-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Apr-2021
Withdrawal Date
09-Nov-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager
Effective Date
04-Nov-2020
Withdrawal Date
09-Feb-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
01-Nov-2020
Withdrawal Date
15-Dec-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Jul-2015
Withdrawal Date
08-May-2017
Comments
Bank of Africa SA (DIFC Branch)
F008063
Authorised Firms
Lido International Partners Ltd. (Restricted)
F007701
Authorised Firms
Bank of Africa United Kingdom Plc
F005861
Authorised Firms (Withdrawn)
02-Oct-2023
Amundi Asset Management
F003954
Authorised Firms
Exotix Advisory Ltd
F006309
Authorised Firms
Reef Capital Ltd
F003979
Authorised Firms
Stake Properties Limited
F005879
Authorised Firms
VTB Capital plc
F000994
Authorised Firms (Withdrawn)
08-May-2017
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