Individuals

Firm Name

AOP Capital Ltd.

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Apr-2024

Withdrawal Date

Comments

Firm Name

Lone Star Europe Acquisitions Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Nov-2023

Withdrawal Date

Comments

Firm Name

Humania Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Jan-2023

Withdrawal Date

07-Aug-2023

Comments

Firm Name

Habib Bank AG Zurich

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Oct-2022

Withdrawal Date

31-Jul-2023

Comments

Firm Name

Mariana UFP Capital Markets (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Jul-2022

Withdrawal Date

29-Aug-2023

Comments

Firm Name

Azura Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Apr-2022

Withdrawal Date

09-Jan-2023

Comments

Firm Name

Jadwa Investment (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Feb-2022

Withdrawal Date

31-Jul-2023

Comments

Firm Name

The Emirates Capital Limited (In Liquidation)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Feb-2022

Withdrawal Date

23-Aug-2022

Comments

Firm Name

Think Capital Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2019

Withdrawal Date

17-Feb-2022

Comments

Firm Name

ATA Invest (GCC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Jan-2012

Withdrawal Date

11-Apr-2019

Comments