Individuals

Firm Name

The Wheel Insurance Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Nov-2023

Withdrawal Date

Comments

Firm Name

YOA Risk Services Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jun-2023

Withdrawal Date

Comments

Firm Name

Volante (DIFC) Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Dec-2021

Withdrawal Date

Comments

Firm Name

International General Insurance Company (Dubai) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Jun-2017

Withdrawal Date

Comments

Firm Name

Blacktower Financial Management (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

22-Dec-2023

Withdrawal Date

22-Feb-2024

Comments

Firm Name

Burgan Bank Financial Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jun-2023

Withdrawal Date

23-Jan-2024

Comments

Firm Name

MSH INTERNATIONAL (DUBAI) LTD

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-May-2021

Withdrawal Date

30-Jun-2022

Comments

Firm Name

Africap Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

13-Apr-2020

Withdrawal Date

31-May-2021

Comments

Firm Name

Jefferies LLC

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jan-2018

Withdrawal Date

30-May-2018

Comments

Firm Name

Jefferies International Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Jan-2018

Withdrawal Date

30-May-2018

Comments

Firm Name

Axis Reinsurance (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Dec-2017

Withdrawal Date

10-Dec-2020

Comments

Firm Name

Mercer Financial Services Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Sep-2017

Withdrawal Date

01-Nov-2017

Comments

Firm Name

ENTO Capital Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

21-Aug-2017

Withdrawal Date

18-Oct-2018

Comments

Firm Name

Malaysian Re (Dubai) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jun-2017

Withdrawal Date

21-Apr-2020

Comments

Firm Name

Kay International AMEA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Jun-2017

Withdrawal Date

31-Aug-2017

Comments