DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Caroline Anne Penrose

DFSA Reference Number:

I003282

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

19-Jul-2010

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

28-Jul-2015

Withdrawal Date

11-Jun-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

13-Jan-2010

Withdrawal Date

29-Apr-2010

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Elyseum Capital Partners Limited

F002808

Authorised Firms

Levant Investment Management Limited

F000944

Authorised Firms

Diwan Capital Limited

F000682

Authorised Firms (Withdrawn)

29-Apr-2010


Title
Category
Date of Use

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