DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Catherine Parker

DFSA Reference Number:

I001268

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

10-Apr-2008

Withdrawal Date

23-Jun-2008

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Money Laundering Reporting Officer,Senior Manager

Effective Date

05-Dec-2006

Withdrawal Date

07-Jan-2007

Comments

Name
Reference number
Type of Firm
Date Withdrawn

The Bank of New York Mellon

F000706

Authorised Firms

BNY Mellon Asset Management International Limited

F000007

Authorised Firms (Withdrawn)

15-Jun-2008


Title
Category
Date of Use

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