DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Flora Elizabeth Howard

DFSA Reference Number:

I007254

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Feb-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Mar-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Feb-2018

Withdrawal Date

11-Jan-2022

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Feb-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Jul-2019

Withdrawal Date

22-Dec-2021

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Oct-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Oct-2023

Withdrawal Date

08-May-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Nov-2022

Withdrawal Date

31-Jan-2024

Comments

Firm Name

CFS DIFC Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer

Effective Date

29-Aug-2022

Withdrawal Date

12-Jun-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Dec-2020

Withdrawal Date

04-Mar-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Sep-2019

Withdrawal Date

02-Jun-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-May-2019

Withdrawal Date

22-Dec-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2017

Withdrawal Date

22-Apr-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Aug-2017

Withdrawal Date

09-Jun-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Aug-2015

Withdrawal Date

09-Sep-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2015

Withdrawal Date

03-Sep-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jun-2015

Withdrawal Date

14-Oct-2015

Comments

Name
Reference number
Type of Firm
Date Withdrawn

IPG Financial Services PTE Ltd

F004772

Authorised Firms

IFGL (DIFC) Limited

F007702

Authorised Firms

Finsbury Wealth (DIFC) Limited

F006789

Authorised Firms

CFS DIFC Limited

F006697

Authorised Firms

R E Lee International (Middle East) Limited

F001224

Authorised Firms

Charles Monat Associates Limited

F005417

Authorised Firms

TransRe Europe S.A.

F002629

Authorised Firms (Withdrawn)

01-Oct-2022

Kane LPI Solutions Limited

F005648

Authorised Firms

Private Client Services by Mercer (Dubai) Limited

F002996

Authorised Firms (Withdrawn)

02-Jun-2021

Utmost International Middle East Limited

F005233

Authorised Firms

Aspen UK Syndicate Services Limited

F002692

Authorised Firms (Withdrawn)

22-Apr-2020

Clements (Dubai) Limited

F002007

Authorised Firms (Withdrawn)

09-Jun-2019

Malaysian Re (Dubai) Ltd

F000348

Authorised Firms (Withdrawn)

12-Jul-2024

EC3 Brokers MEA Ltd (in liquidation)

F002018

Authorised Firms

International General Insurance Company (Dubai) Limited

F000888

Authorised Firms


Title
Category
Date of Use

For better web experience, please use the website in portrait mode