Individuals

Firm Name

Aditum Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Sep-2018

Withdrawal Date

14-Sep-2021

Comments

Firm Name

Q2Q Investment Partners (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Nov-2017

Withdrawal Date

04-Apr-2018

Comments

Firm Name

GII Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Oct-2017

Withdrawal Date

11-Jun-2020

Comments

Firm Name

Humania Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Sep-2017

Withdrawal Date

26-Sep-2021

Comments

Firm Name

Fajr Capital Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Jul-2017

Withdrawal Date

25-Aug-2021

Comments

Firm Name

Yield Investments Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jun-2017

Withdrawal Date

03-Sep-2019

Comments

Firm Name

Axys Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Mar-2017

Withdrawal Date

30-Apr-2021

Comments

Firm Name

Mizuho Gulf Capital Partners Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Feb-2016

Withdrawal Date

07-Sep-2021

Comments

Firm Name

Tilad Investment Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-May-2014

Withdrawal Date

12-Sep-2021

Comments

Firm Name

GFH Partners Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Jul-2013

Withdrawal Date

30-Jun-2015

Comments

Firm Name

Investbridge Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Nov-2011

Withdrawal Date

18-Sep-2019

Comments

Firm Name

I2BF Capital Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Aug-2011

Withdrawal Date

15-Jun-2014

Comments

Firm Name

Gateway Investment Management Services (DIFC) Ltd (Voluntary Restriction)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-May-2011

Withdrawal Date

09-Jan-2018

Comments

Firm Name

TVM Capital Healthcare Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Feb-2011

Withdrawal Date

03-Jul-2017

Comments

Firm Name

Lazard Gulf Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Jul-2009

Withdrawal Date

26-Oct-2009

Comments

Firm Name

Istithmar World Investment Management (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Mar-2009

Withdrawal Date

04-May-2010

Comments

Firm Name

Pharos Financial Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Nov-2008

Withdrawal Date

16-Sep-2012

Comments

Firm Name

Quilvest Capital (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jun-2008

Withdrawal Date

08-Dec-2011

Comments