Name
Ms Harpreet Kaur Bhambra
DFSA Reference Number:
I002088
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Sep-2018
Withdrawal Date
14-Sep-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
21-Nov-2017
Withdrawal Date
04-Apr-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Oct-2017
Withdrawal Date
11-Jun-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
24-Sep-2017
Withdrawal Date
26-Sep-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
04-Jul-2017
Withdrawal Date
25-Aug-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
21-Jun-2017
Withdrawal Date
03-Sep-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Mar-2017
Withdrawal Date
30-Apr-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Feb-2016
Withdrawal Date
07-Sep-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
12-May-2014
Withdrawal Date
12-Sep-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Jul-2013
Withdrawal Date
30-Jun-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
21-Nov-2011
Withdrawal Date
18-Sep-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
03-Aug-2011
Withdrawal Date
15-Jun-2014
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
26-May-2011
Withdrawal Date
09-Jan-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
24-Feb-2011
Withdrawal Date
03-Jul-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Jul-2009
Withdrawal Date
26-Oct-2009
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Mar-2009
Withdrawal Date
04-May-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
09-Nov-2008
Withdrawal Date
16-Sep-2012
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Jun-2008
Withdrawal Date
08-Dec-2011
Comments
Aditum Investment Management Limited
F004610
Authorised Firms
Q2Q Investment Partners (DIFC) Limited
F004384
Authorised Firms (Withdrawn)
30-Sep-2018
GII Capital Ltd
F004276
Authorised Firms
Humania Capital (DIFC) Limited
F004209
Authorised Firms
Fajr Capital Advisors Limited
F001582
Authorised Firms
Yield Investments Ltd
F004125
Authorised Firms (Withdrawn)
03-Sep-2019
Axys Capital Ltd
F003970
Authorised Firms
Mizuho Gulf Capital Partners Ltd
F003116
Authorised Firms
Tilad Investment Company Limited
F002418
Authorised Firms
GFH Partners Ltd
F000064
Authorised Firms
Investbridge Capital Limited
F001473
Authorised Firms
I2BF Capital Management Limited
F001262
Authorised Firms (Withdrawn)
15-Jun-2014
Gateway Investment Management Services (DIFC) Ltd
F001118
Authorised Firms
TVM Capital Healthcare Partners Limited
F001120
Authorised Firms
Lazard Gulf Limited
F000567
Authorised Firms
Istithmar World Investment Management (Dubai) Limited
F000961
Authorised Firms (Withdrawn)
04-May-2010
Pharos Financial Advisors Limited
F000957
Authorised Firms (Withdrawn)
31-Oct-2012
Quilvest Capital (Dubai) Limited
F000780
Authorised Firms
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