Individuals

Firm Name

Aditum Investment Management Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Feb-2024

Withdrawal Date

Comments

Firm Name

Emirates NBD Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Nov-2022

Withdrawal Date

02-Feb-2024

Comments

Firm Name

Smart Crowd Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Sep-2019

Withdrawal Date

17-Dec-2019

Comments

Firm Name

Red Spear Capital (DIFC) Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jul-2019

Withdrawal Date

15-Dec-2019

Comments

Firm Name

Al Ahly Financial (DIFC) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Sep-2018

Withdrawal Date

16-Dec-2019

Comments

Firm Name

A.P. Moller Capital P/S

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Aug-2018

Withdrawal Date

15-Dec-2019

Comments

Firm Name

Bank of London and The Middle East plc

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-May-2018

Withdrawal Date

31-Jul-2019

Comments

Firm Name

Global Gate Capital Partners (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Mar-2018

Withdrawal Date

16-Dec-2019

Comments

Firm Name

Egypt Gulf Connect Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Jan-2018

Withdrawal Date

16-Dec-2019

Comments

Firm Name

Dalma Capital Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Aug-2017

Withdrawal Date

13-Dec-2017

Comments

Firm Name

Apex Fund Services (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-May-2016

Withdrawal Date

12-Jun-2017

Comments