Name
Ms Jade Leigh-Anne Ashpole
DFSA Reference Number:
I008330
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
29-Aug-2023
Withdrawal Date
Comments
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
24-Apr-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
15-Jul-2020
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Apr-2022
Withdrawal Date
03-Jun-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Jan-2022
Withdrawal Date
01-Jul-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Apr-2020
Withdrawal Date
18-Jul-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Nov-2021
Withdrawal Date
30-Nov-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
21-May-2020
Withdrawal Date
02-Sep-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Mar-2020
Withdrawal Date
30-Sep-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
26-Feb-2018
Withdrawal Date
04-Jul-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Dec-2016
Withdrawal Date
11-Jan-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
07-Sep-2016
Withdrawal Date
25-Oct-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Aug-2016
Withdrawal Date
31-Jul-2018
Comments
Qube Research and Technologies DIFC Limited
F007772
Authorised Firms
ExodusPoint Capital Management (DIFC) Limited
F007593
Authorised Firms
ADIB Capital Limited
F006868
Authorised Firms
Moelis & Company UK LLP, DIFC Branch
F001620
Authorised Firms
Millennium Capital (DIFC) Limited
F005782
Authorised Firms
Gulf Capital Limited
F002905
Authorised Firms
Safanad (Dubai) Limited
F002528
Authorised Firms
Arbuthnot Latham & Company Limited
F002052
Authorised Firms (Withdrawn)
04-Jul-2021
Square Capital Limited
F003422
Authorised Firms (Withdrawn)
18-Jul-2019
Nomura Asset Management U.K. Limited
F002437
Authorised Firms
Klay Capital Limited
F002026
Authorised Firms
For better web experience, please use the website in portrait mode