DFSA

Name

Ms Jade Leigh-Anne Ashpole

DFSA Reference Number:

I008330

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Aug-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Apr-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jul-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Apr-2022

Withdrawal Date

03-Jun-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jan-2022

Withdrawal Date

01-Jul-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Apr-2020

Withdrawal Date

18-Jul-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Nov-2021

Withdrawal Date

30-Nov-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-May-2020

Withdrawal Date

02-Sep-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Mar-2020

Withdrawal Date

30-Sep-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Feb-2018

Withdrawal Date

04-Jul-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Dec-2016

Withdrawal Date

11-Jan-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Sep-2016

Withdrawal Date

25-Oct-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Aug-2016

Withdrawal Date

31-Jul-2018

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Qube Research and Technologies DIFC Limited

F007772

Authorised Firms

ExodusPoint Capital Management (DIFC) Limited

F007593

Authorised Firms

ADIB Capital Limited

F006868

Authorised Firms

Moelis & Company UK LLP, DIFC Branch

F001620

Authorised Firms

Millennium Capital (DIFC) Limited

F005782

Authorised Firms

Gulf Capital Limited

F002905

Authorised Firms

Safanad (Dubai) Limited

F002528

Authorised Firms

Arbuthnot Latham & Company Limited

F002052

Authorised Firms (Withdrawn)

04-Jul-2021

Square Capital Limited

F003422

Authorised Firms (Withdrawn)

18-Jul-2019

Nomura Asset Management U.K. Limited

F002437

Authorised Firms

Klay Capital Limited

F002026

Authorised Firms


Title
Category
Date of Use

For better web experience, please use the website in portrait mode