Name
Ms Joanna Carol Alexander
DFSA Reference Number:
I004654
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
09-Feb-2017
Withdrawal Date
10-Aug-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
03-Nov-2016
Withdrawal Date
22-Jun-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
27-Feb-2013
Withdrawal Date
13-Mar-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
12-Apr-2012
Withdrawal Date
03-Oct-2012
Comments
R.J. Fleming & Co. (DIFC) Limited
F003434
Authorised Firms
SG & Partners Limited
F002474
Authorised Firms (Withdrawn)
07-Mar-2018
ISAM Middle East Limited
F001027
Authorised Firms (Withdrawn)
27-May-2018
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