Individuals

Firm Name

Westbeck Capital (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Aug-2024

Withdrawal Date

Comments

Firm Name

Bernstein Autonomous

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Jun-2024

Withdrawal Date

Comments

Firm Name

Assetly Investments Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-May-2024

Withdrawal Date

Comments

Firm Name

Arch Corporation (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Feb-2024

Withdrawal Date

Comments

Firm Name

Blacktower Financial Management (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Dec-2023

Withdrawal Date

Comments

Firm Name

Aarna Fund Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Jun-2023

Withdrawal Date

08-Aug-2023

Comments

Firm Name

Teneo (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-May-2023

Withdrawal Date

08-Aug-2023

Comments

Firm Name

Zenith Bank (UK) Limited - (DIFC Branch)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Feb-2020

Withdrawal Date

13-May-2022

Comments