DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Katherine Brookstein

DFSA Reference Number:

I012852

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Jan-2020

Withdrawal Date

30-Jun-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Oct-2019

Withdrawal Date

18-Jul-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Sarwa Digital Wealth Limited

F004501

Authorised Firms (Withdrawn)

14-Jun-2024

R.J. Fleming & Co. (DIFC) Limited

F003434

Authorised Firms


Title
Category
Date of Use

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