DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Katie Elizabeth Brooke

DFSA Reference Number:

I008978

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Oct-2016

Withdrawal Date

11-Mar-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

EC3 Brokers MEA Ltd (in liquidation)

F002018

Authorised Firms


Title
Category
Date of Use

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