Name
Mrs Kiran Sowmya
DFSA Reference Number:
I003004
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
17-Oct-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
19-May-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
12-May-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
19-May-2023
Withdrawal Date
01-Nov-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer
Effective Date
31-Mar-2023
Withdrawal Date
23-Nov-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
09-Dec-2012
Withdrawal Date
09-Sep-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
08-Apr-2009
Withdrawal Date
11-Apr-2012
Comments
GC Partners (DIFC) Limited
F006902
Authorised Firms
Alben Capital Ltd
F007054
Authorised Firms
Allanite Capital Limited
F005798
Authorised Firms (Withdrawn)
01-Nov-2024
Glafka Capital (DIFC) Limited
F006529
Authorised Firms
StashAway Management (DIFC) Limited
F006312
Authorised Firms
FalCap Limited
F001406
Authorised Firms (Withdrawn)
09-Sep-2022
EFG Bank Ltd
F000083
Authorised Firms (Withdrawn)
13-Jun-2012
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