Individuals

Firm Name

Noventa Capital Management Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Sep-2023

Withdrawal Date

Comments

Firm Name

Frere Hall Capital Management (DIFC) Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Nov-2022

Withdrawal Date

Comments

Firm Name

Natixis Investment Managers UK Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Jul-2020

Withdrawal Date

Comments

Firm Name

Asia Research & Capital Management (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-May-2023

Withdrawal Date

01-Aug-2023

Comments

Firm Name

Asanga Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Nov-2022

Withdrawal Date

01-Apr-2023

Comments

Firm Name

Frere Hall Capital Management (Malta) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Apr-2022

Withdrawal Date

08-Feb-2023

Comments

Firm Name

Tysers Insurance Brokers Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Aug-2020

Withdrawal Date

11-Nov-2020

Comments

Firm Name

Mercer Financial Services Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jul-2020

Withdrawal Date

31-Jul-2023

Comments

Firm Name

The MECO Group DIFC Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jul-2020

Withdrawal Date

16-May-2021

Comments