DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Marija Sartoris

DFSA Reference Number:

I008458

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Aug-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Oct-2021

Withdrawal Date

27-Jul-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Mar-2020

Withdrawal Date

01-Jun-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jan-2020

Withdrawal Date

14-Sep-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Jan-2020

Withdrawal Date

02-Jun-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Dec-2019

Withdrawal Date

02-Jun-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Dec-2019

Withdrawal Date

01-Jun-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Nov-2019

Withdrawal Date

06-Jun-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Leonteq (Middle East) Ltd

F005725

Authorised Firms

Allanite Capital Limited

F005798

Authorised Firms (Withdrawn)

01-Nov-2024

Permaneo Capital Ltd

F005515

Authorised Firms (Withdrawn)

14-Sep-2020

P79 Capital Limited

F004922

Authorised Firms

StratLink Advisory Group Limited

F005507

Authorised Firms (Withdrawn)

17-Jan-2024

FIL Distributors International Limited

F004688

Authorised Firms

Dubai Cultiv8 Investments Limited

F004373

Authorised Firms


Title
Category
Date of Use

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