DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Shaifali Bhatia

DFSA Reference Number:

I017465

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Dec-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Dec-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Nov-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-May-2023

Withdrawal Date

10-Jun-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Feb-2023

Withdrawal Date

10-Nov-2023

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Emperors Capital Services Ltd.

F008968

Authorised Firms

Safanad (Dubai) Limited

F002528

Authorised Firms

Pearl Advisory Asset Management Limited

F005375

Authorised Firms

Safa Capital Limited

F004167

Authorised Firms

SilkSoftGroup Technology LTD

F005326

Authorised Firms (Withdrawn)

10-Nov-2023


Title
Category
Date of Use

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