Reporting Entities

A Reporting Entity is defined in Markets Law of DIFC Law No. 1 of 2012 (“Markets Law”) and is, in summary, any Person who:

a)     has made an Offer of Securities to the Public in or from the DIFC;

b)     has Securities admitted to trading on an Authorised Market Institution; or

c)     has Security Tokens admitted to trading on an Alternative Trading System.  

Obligations of a Reporting Entity

A Reporting Entity is subject to obligations that it is required to meet on an ongoing basis. The MKT rulebook outlines some of its obligations including those relating to governance, market disclosures and complying with listing rules. A Reporting Entity must have adequate arrangements to meet all of its obligations as set out in the applicable laws and rulebooks.