Thematic Reviews

Cyber Thematic Review 2024

Open

Thematic Review 2024: Client Agreements and Disclosure Requirements for Crowdfunding Platform Operators

Open

Thematic Review 2024: Complaints Handling

Open

Thematic Review 2024: Management of Operational Risk in Money Services Providers

Open

Liquidity Review 2024

Open

Thematic Review 2023-2024: Firm Disclosures

Open

DFSA Risk Assessments 2023: Brokerage Business Models

Open

DFSA Risk Assessments 2023: Private Banking Business Models

Open

Thematic Review 2023: Money Services Firms safeguarding of Client Money

Open

Thematic Review 2023: Financial Promotions made by Crowdfunding Platform Operators

Open

Representative Office Sectoral Review 2023

Open

Cyber Thematic Review 2022

Open

Representative Office Sectoral Review 2020/2021

Open

Trade Finance, Correspondent Banking and Electronic Funds Transfers Report 2021

Open

Thematic Reviews 2021: Brokerage AML

Open

Financial Crime Prevention Programme Report 2019-2021

Open

Financial Crime Prevention Programme Report 2019-2021 Arabic

Open

Thematic Review on Suitability 2021

Open

Cyber Thematic Review 2020

Open

DIFC OTC Fixed Income Securities Market Report

Open

DFSA Financial Crime Prevention Programme 2018 AML Report

Open

DFSA Client Classification and Suitability Thematic Review

Open

DFSA Client Classification and Suitability Thematic Review - Arabic

Open

Market Practitioner Panel Report

Open

Trade Finance Report 2016 - Arabic

Open

Trade Finance Report 2016

Open

DFSA's Remuneration Thematic Review

Open

DFSA Corporate Governance Thematic Review 2013

Open