Checklists | DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Regulatory

Checklists

To download a checklist, click on the relevant link listed below.

Prospectus Rules Checklists

A1.1

Registration statement for Shares

Open

A1.1

Registration statement for Debentures

Open

A1.2

Securities note for Shares

Open

A1.2

Securities note for Debentures

Open

A4

Corporate governance standards

Open

Other Checklists

PRS Module - 4 Prospectus Disclosure

Open

IFR Module - 7 Prospectus Disclosure

Open

See also

Frequently Asked Questions

Explore

Supervised Firm Contact Form

Explore

DFSA Complaints Portal

Explore

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