Presentations

Business AML Risk Assessment: Key Themes and Findings

Open

4 June 2024 - Suspicious Activity Reports Outreach Session: Key Themes & Findings

Open

28 March 2024 - Brokerage Business Models Outreach: Conduct Supervision and Enforcement

Open

5 March 2024 - Private Banking Business Models Outreach: Conduct Supervision and Enforcement

Open

3 October 2023 - DFSA Outreach Session on the 2023 Representative Office Sectoral Review

Open

31 May 2023 - DFSA Annual Supervision Outreach 2023 - Morning Session Presentation

Open

31 May 2023 - DFSA Annual Supervision Outreach 2023 - Breakout Group One: Authorisations

Open

31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Two: Risk Assessments and Thematic Reviews

Open

31 May 2023 - DFSA Annual Supervision Outreach - Breakout Group Three: Prudential and Conduct of Business Risks

Open

31 May 2023 - Annual Supervision Outreach 2023 - Breakout Session Four: Innovation and Technology Risk Supervision

Open

6 September 2022 - DFSA Outreach Session on the 2020/2021 Representative Office Sectoral Review

Open

25 May 2022 - Outreach on Thematic Reviews: Brokerage - AML Trade Finance

Open

17 June 2021 - DFSA Private Sector Outreach DNFBPs

Open

13 June 2021 - DFSA Private Sector Outreach Financial Institutions

Open

29 March 2021 - Suitability Outreach

Open

28 November 2019 - DFSA Outreach Session: UAE Sanctions Compliance Framework

Open

1 May 2019 - DFSA Outreach Session: Representative Offices

Open

7 April 2019 - DFSA Outreach Session: Impact of the New DIFC Companies Law regime on DFSA regulated firms

Open

12 March 2019 - DFSA Outreach Session: Regulatory Reporting Regime

Open

25 June 2018 - Annual Supervision Outreach Session:

Open

11 December 2017 - Outreach Session: Enhancing Our Funds Regime

Open

25 May 2017 - FinTech R/evolution and DIFC Presentation Presentation

Open

3 May 2017 - Annual Supervision Outreach Session :

Open

3 May 2017 - External Speakers Presentations :

Open

25 January 2017 - DFSA Outreach Session: Rule Changes under CP 106 on Arranging, Representative Office Activities and Financial Promotions

Open

15 December 2016 - DFSA outreach Session: Cyber Risks

Open

25 July 2016 - CP 106 - Regulation of Arranging, Representative Office Activities and Financial Promotions

Open

18 July 2016 - Legislative Changes Resulting From CP 103 Proposals

Open

30 May 2016 - CONG and DFSA Supervision Annual Outreach Session:

Open

4 January 2016 - Presentation at the DFSA Outreach Session on Insurance Activities

Open

19 October 2015 - Presentation at the DFSA Outreach Session on Representative Offices

Open

15 June 2015 - Presentation at the Dechert Seminar on Types of Funds in the DIFC

Open

11 June 2015 - CONG and DFSA Supervision Annual Outreach Session:

Open

9 April 2015 - Presentation at the DFSA Supervision Outreach Session on Regulatory Reporting Regime

Open

23 February 2015 - Presentation at the DFSA Policy and Legal Outreach Session on Changes to the Client Classification Regime

Open

18 November 2014 - CONG and DFSA Outreach on Policy Update, Prudential Matters, Conduct of Business Risk, Business Plan and Priorities

Open

30 September 2014 - Presentation at the DFSA Outreach Session on the Proposed Changes to the Client Classification Regime

Open

19 March 2014 - Presentation at the DFSA Outreach Session on the Supervisory Review and Evaluation Processes - IRAP and ICAAP

Open

11 December 2013 - Presentation at the DFSA for Compliance Officers Networking Group (CONG) on DFSA's Remuneration Thematic Review Key Findings 2013

Open

4 March 2013 - Presentation at the DFSA Outreach Session on The DFSA New Prudential Framework

Open

22 March 2011 - Presentation at the DFSA Outreach Session on AML and Red Flags

Open

17 June 2008 - Bryan Stirewalt, Director Supervision, Presentation at the DFSA Outreach Session on AML and CTF

Open